Financial Conduct Authority

Results: 435



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41Foreign exchange companies / Finance / Money / Business / FXCM / Foreign exchange market

Treating Customers Fairly Policy Statement Forex Capital Markets Limited Treating Customers Fairly Policy Statement The fair treatment of customers is one of the key principles of the Financial Conduct Authority in the

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Source URL: docs.fxcorporate.com

Language: English - Date: 2016-07-27 16:22:59
42Economy / Finance / Money / Systemic risk / United States federal banking legislation / Consumer Financial Protection Bureau / Corporate crime / Financial technology / Financial regulation / Office of the Comptroller of the Currency / Community Reinvestment Act / Financial Conduct Authority

April 5, 2016 Regulatory Guidance Regarding FinTech Products and Services OCC White Paper and New CFPB Policy Clarify Regulatory Expectations for Financial Institutions and Other Market Participants

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Source URL: www.sullcrom.com

Language: English - Date: 2016-04-05 11:50:18
43Economy of the United Kingdom / Financial Conduct Authority / HM Treasury / United Kingdom / Europe

FCA MARKETS PRACTITIONER PANEL TERMS OF REFERENCE (Approved by the FCA Board 12 DecemberThe Financial Conduct Authority Markets Practitioner Panel (‘the Panel’) is established

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Source URL: www.fca-mpp.org.uk

Language: English - Date: 2016-07-22 06:01:55
44Economy of the United Kingdom / Financial Conduct Authority / HM Treasury

FCA Practitioner Panel publishes its latest survey of industry views 21st July 2016 The FCA Practitioner Panel today published the findings from its 2016 annual survey. The survey gives a view across the financial servic

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2016-07-21 06:08:06
45Finance / Money / Economy / Investment / Financial services / Actuarial science / Financial risk / Investment management / Asset allocation / Government Pension Investment Fund / Hedge fund

18th December 2015 Mahin Choudry Competition Division Financial Conduct Authority 25 The North Colonnade Canary Wharf

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Source URL: uksif.org

Language: English - Date: 2016-01-06 04:18:40
46Economy of the United Kingdom / HM Treasury / Economy / Finance / Money / Financial Conduct Authority / Financial Services Authority / Financial adviser / FCA Controlled Functions

Practitioner Panel Financial Services Industry Survey 2013 A topline report by GfK for: FCA Practitioner Panel

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2015-04-15 11:12:28
47Economy of the United Kingdom / Financial Conduct Authority / HM Treasury / United Kingdom / Europe / Independent Financial Adviser

FCA Smaller Business Practitioner Panel Terms of Reference

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Source URL: www.fca-sbpp.org.uk

Language: English - Date: 2015-04-22 04:01:06
48Financial services / Investment / Investment management / Open-ended investment company / Asset management / UBS / Investment fund / Finance / Exchange-traded fund / Alternative Investment Fund Managers Directive / Mirae Asset Group / Hedge fund

Financial Conduct Authority Asset management market study Terms of Reference November 2015

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Source URL: www.fca.org.uk

Language: English - Date: 2015-11-18 02:00:00
49Systemic risk / Financial regulation / International Organization of Securities Commissions / Libor / Bank / Financial Conduct Authority

Performance against BP web

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Source URL: www.fca.org.uk

Language: English - Date: 2016-07-12 07:17:03
50Economy of the United Kingdom / Financial Conduct Authority / HM Treasury

FCA Automotive Services UK Ltd Complaints Data Information about our complaints FCA Automotive Services UK Ltd is authorised and regulated by the Financial Conduct Authority for the sale of general insurances. The compla

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Source URL: www.abarthcars.co.uk

Language: English - Date: 2016-08-20 05:13:04
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